Preprint / Version 1

Covariant Local Matrix Density Approximation through Spectral Reconstruction in Multistate Density Functional Theory

This article is a preprint and has not been certified by peer review.

Authors

    Alexander Humeniuk,   Yangyi Lu,  
    Yangyi Lu
    Jiali Gao
    Jiali Gao
Categories
Keywords
Quantum mechanics; excited states; multi-state density functional theory

Abstract

A covariant local matrix density approximation (LMDA) is introduced within multistate density functional theory based on subspace invariance and the spectral decomposition of the matrix containing state and transition densities. The exchangecorrelation matrix functional is constructed through spectral reconstruction of this matrix density, whereby conventional local exchange-correlation functionals are incorporated as spectral-channel functionals within a covariant matrix-functional formalism. The resulting formulation preserves exact normalization of the exchange-correlation matrix hole, recovers Kohn-Sham density functional theory in the single-state limit, and preserves spin-multiplet degeneracy through covariance of the spin matrix functional under spin rotations. Combined with multistate self-consistent-field (MSSCF) optimization, the present framework enables fully variational calculations of interacting ground and excited states. Applications to atomic excitations, H2 dissociation, ethylene torsion and cyclobutadiene automerization reveals that the resulting MSDFT/LMDA approach captures essential multistate and strong-correlation physics, including static correlation and spin symmetry. The key insight is that the central obstacle in extending density functional theory to coupled electronic states is not necessarily the lack of appropriate scalar exchange-correlation approximations, but the lack of a covariant matrix-functional formalism in which such functionals can operate. The present MSDFT/LMDA provides a direct realization of this matrix-functional formalism.

References

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2. Gao, J.; Lu, Y. Local Spectral Formulation of the One-Determines-All (ODA) Principle for Multistate Density Functionals. The Journal of Physical Chemistry Letters 2026, 17, 5639–5645, DOI: 10.1021/acs.jpclett.6c01125.

3. Lu, Y.; Gao, J. Multistate Density Functional Theory : Theory , Methods ,

and Applications. Wiley Interdiscip. Rev. Comput. Mol. Sci. 2025, 15, 1–35, DOI:

10.1002/wcms.70043.

4. Humeniuk, A. Approximate Functionals for Multistate Density Functional Theory. J. Chem. Theory Comput. 2024, 20, 5497–5509, DOI: 10.1021/acs.jctc.4c00330.

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Posted

2026-06-11

How to Cite

Humeniuk, A., Lu, Y., & Gao, J. (2026). Covariant Local Matrix Density Approximation through Spectral Reconstruction in Multistate Density Functional Theory. LangTaoSha Preprint Server. https://doi.org/10.65215/LTSpreprints.2026.06.09.000269

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Declaration of Competing Interests

The authors declare no competing interests to disclose.